Sound financial guidance built on lasting relationships.
Gain confidence, knowing you have a team of experienced advisors looking out for your best interests
Who We Serve
From professionals on the rise to growing families to active retirees, we foster financial growth for clients in need of
proactive services. Take advantage of sound, personalized wealth management for individuals, families and family-owned businesses.
As a young, talented professional, take control of your future. Share our wealth of experience and couple it with your earning power to compound your returns over time.
Between planning your own retirement, planning for your kids' education and keeping an eye on your aging parents, find a few moments to consult with our team. Let us
implement a plan focused on each of your goals. Add accessible resourceful professionals to your team.
As the cost of living continues to rise, we'll establish a plan to help your savings last throughout retirement. The best defense is a disciplined offense. Let us show you how to stretch your dollars further.
How We Serve
We provide sound financial advice, while nurturing lasting, meaningful relationships.
We'll strive to simplify the complex challenges of rising inflation, increasing taxes, and a flood of financial information. Here's a simplified view of our process:
Our client service model is built upon the very principles we would look for in an advisor.
Finding the clearest path to your financial freedom is our aim. And, while the financial world can be complex, we take every step to provide you with clear,
digestible direction, taking into account the changes you're going through.
Keeping you ahead of curve and above inflation is a discipline we've honed over several years. Sharing that journey with you, we employ a fee-based model.
In order for us to grow, your plan must grow.
Trust is earned. Let our deep care and insight into the unique needs of every client help propel you, and your family, forward, to pursue and enjoy a
fulfilling life for generations to come.
Your Success is our Mission
Enjoy the support of a highly qualified, caring team that's always there when you need. We understand that we're managing your hard-earned wealth. We
look forward to serving our clients' best interests for years to come.
The first in his family to obtain a university education, Ernest Holguin graduated from the University of California, Berkeley with a Bachelor of Arts degree in Economics in 1991. Having relocated from Southern California in 1987 to attend Cal, Ernest soon after married Stacy Heldman in 1988. Together they worked their way through school and supported themselves financially while completing their degrees at Cal. Ernest is an avid Cal fan, having missed only 2 home football games since 1987. Ernest and Stacy attend Cal events with their two sons, Alex and Steven. As a family they have set a goal to visit and to learn about each of the 50 United States of America.
Ernest began his career as a Financial Advisor in 1996 with Dean Witter Reynolds in Walnut Creek, CA. In 2002 he accepted an offer to join Banc of America Investment Services, Inc. Ernest has earned the Certified Financial Planner® certificant and the Chartered Retirement Plan Counselor® designations, as well as an invitation to the Barron's Top Advisor Diversity Summit. Ernest is proud to be the senior partner of Holguin & Sy Wealth Management, whose members include Jourdan Sy, Courtney Rapa and Makyla Werner.
Ernest Holguin is registered to do business in:AR, AZ, CA, CO, ID, IN, NV, NY, OR, TX, WI